HSBC Group

GCB 5

Some careers have more impact than others.

If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.

 Wealth and Personal Banking (WPB) helps deliver on HSBC’s purpose of opening up a world of opportunity by providing our customers with borderless banking and world-class wealth management through best-in-class, mobile-first capabilities and exceptional people. Our international network and breadth of expertise enable us to support individuals, families, business owners, investors and entrepreneurs. Wealth and Personal Banking has four key business areas responsible for efficiently bringing the best of HSBC to our clients through a broad and relevant suite of wealth and retail banking capabilities: Asset Management, Global Private Banking & Wealth, HSBC Life, Retail Banking & Strategy and COO & Digital Transformation. 

We are currently seeking a high calibre professional to join our team as a Business Conduct and Regulatory Risk Manager. 

Principal Responsibilities 

• Demonstrate ability to drive strong risk and control culture within FLOD
• Manage regulatory compliance related initiatives and support business on regulatory matters, control ownership and act as SME advisory to business teams on risk and control
• Conduct high quality and efficient risk reviews and assessment pertaining to the portfolio, ensure control design and operating effectiveness, and facilitate control remediation
• Support AMH with compliance to internal and policies and procedures, and external policies issued by regulators relating to Regulatory Compliance and Conduct; identify and understand the impacts of policies and regulatory changes, communicate and monitor of risk appetite in line with business requirements
• Oversee implementation of FIM policies relating to Regulatory Compliance and Conduct into well written country procedures, i.e. BIM’s and DIM’s, and own process to ensure compliance
• Establish and maintain good relationships with internal and external auditors and regulators in order to ensure a coordinated and integrated approach to the management of HSBC's regulatory and reporting requirements
• Advise business and senior leaders on regulatory and risk management issues and actions related to audit / review / regulatory onsite visits by utilising knowledge of the business and the governance, risk and regulatory frameworks
• Understand significant level of regulations across broad portfolio across a number of regulators, including IA, HKMA, SFC, MPFA
• Drive Conduct initiatives and ensure that AMH meets the Conduct goals, providing ongoing monitoring and support to countries to address Conduct Risk through the roll out of the new conduct framework

• University graduate in relevant discipline or equivalent, with prior risk management experience, ideally from a banking, financial institution
• Strong know-how of the Personal Banking, Wealth, Investment and Insurance businesses and products, and proven knowledge on related HKMA/ SFC guidelines, rules and regulations
• Confidence to interact with the influential senior management within Wealth & Personal Banking regional and local businesses
• Experience in managing and influencing various key stakeholders across HSBC in matrix structure. Experience in liaising with internal/external business partners and regulatory bodies would be an advantage
• Excellent command in both spoken and written English and Chinese (Cantonese), ability to clearly present and document the current state and give recommendations
• Proficiency in the use of computer, including Microsoft Word, Excel and PowerPoint

You’ll achieve more when you join HSBC. 
http://www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.