HSBC Group

Some careers have more impact than others.

If you’re looking for a role where you can continue to make an impression, take the next step at Hang Seng where your contributions will always be valued.

Hang Seng Investment Management Limited (HSVM)

Established in 1993, Hang Seng Investment Management Limited (“Hang Seng Investment”) is a wholly owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets under management. As a Hong Kong based asset management company specializing in managing funds related to mainland China and Hong Kong markets, Hang Seng Investment is committed to providing investors with comprehensive investment management services through investment managers with extensive experience in managing funds (including a series of ETFs and retail funds) and investment portfolios for institutional and private clients. As a leading home-grown asset manager in Hong Kong, Hang Seng Investment has over 30 years of asset management experience.

We are currently seeking a high caliber professional to join our team as Assistant Manager, Business Compliance and Control Management.

Principal responsibilities

• Support the team to work with business parties to review and implement the highest standard of risk management, control and compliance required by the Group on fund / asset management business and local regulatory requirement
• Assist to conduct robust review and the business model, procedures, control measures, internal control and management information, with an aim to boost sales control effectiveness and performance
• Ensure all control measures relevant to the job responsibilities are undertaken to minimize the risk exposure of the Bank by observing the established internal control systems and monitoring the effectiveness of these systems
• Keep abreast of relevant group guidelines (including but not limited to Group Risk Management Framework and FIM) as well as regulatory requirements, and identify their impacts and necessary controls in fund / asset management business

Requirements

• University Graduate in Finance, Business Administration or related disciplines
• 3-5 years of relevant working experience
• Knowledge or work experience from Chief Control Office (CCO) or Business Risk and Control Management (BRCM) is a preferred
• Knowledge or work experience in HSBC Group and Hang Seng Bank is preferred
• Knowledge and experience on system and product implementation/ operations/ compliance/ risk management is preferred
• Knowledge of investment products such as investment funds, structured products, China connects initiatives is preferred
• Ability to work under pressure, detail-oriented with strong analytical and presentation skills
• Good team-player with strong communication and interpersonal skills
• Discipline in planning time management and organization skills
• Proven reading and writing skills
• Proficiency in English, Chinese and Mandarin

When applying, please submit a full resume and attach your appraisal reports for the last two years. For internal applicants with less than twelve months in their current role, Manager’s endorsement is required. Please obtain and enclose the endorsement in the application. If you have been in your current role for more than 12 months but the behaviour gateway was “No” in the most recent performance assessment, you cannot apply any internal job openings.

You’ll achieve more at Hang Seng Bank Limited.

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.  We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Issued by Hang Seng Bank Limited