Job Advert Details
The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Second LOD consists of 'Risk Stewards' who are independent of the commercial risk-taking activities undertaken by the First LOD. The Risk & Compliance function is a Risk Steward for a number of non-financial risks in accordance with HSBC Group’s risk framework.
The Head of Financial Crime Korea leads and oversees the Financial Crime sub-function’s activities to ensure Korea manages the financial crime risks that it faces. The role holder is the senior accountable executive focused on and responsible for ensuring that Korea operations are effective in countering the risk that Korea might be used or targeted for financial crime activities. The role is a key risk management role with a broad remit and responsibilities.
· MLRO, supporting the Business Facing Financial Crime Officers in countering financial crime.
· Working closely with the Business Facing Financial Crime Officers, set policy and provide effective oversight of the operational effectiveness of critical policies and systems covering financial crime that ensure that the Korea exposure to financial crime and related reputational risk is managed, in a commercially sensitive, practical and cost effective manner.
· The articulation of Korea risk appetite and policies with respect to money laundering, sanctions, internal and external fraud, tax evasion, terrorist financing, bribery and corruption.
· Working with the Business Facing Financial Crime Officers, identifying, analysing, and investigating Financial Crime risk to support informed risk management and effective information sharing with internal and external stakeholders (including government), grounded in advanced analytics and technology.
· Acting as a trusted advisor to the Korea Governance and Korea senior executive stakeholders (including the leadership of the Financial Crime function) on all material financial crime risk and related reputational issues involving Korea that arise in relation to the operational management of financial crime risk.
· Coordinating a consistent approach to managing Korea positive relationship with its regulators, and, in conjunction with the Business Facing Financial Crime Officers, ensuring timely reporting and disclosure of relevant information both to our regulators and within the Group in relation to financial crime matters.
· To ensure second line governance of financial crime risk exposure, providing analysis, reporting and governance that is independent of the first line of defence, thereby maintaining an objective assessment of risk exposure.
· Lead the Korea Financial Crime team, establishing guiding principles and strategic operational objectives, owning budgeting and managing costs, headcount and resources to ensure that the Korea Financial Crime team is fit for purpose and that the team’s delivery of its critical services is both effective and cost-efficient.
· This role is a senior role, with oversight responsibility for financial crime across Korea, which is a key, business-critical senior position.
· Primarily to support Financial Crime Advisory, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With primary focus on Financial Crime risk areas.
· Provide Financial Crime Advisory services to Global Businesses in order to ensure clear understanding of Financial Crime risk exposure with respect to clients, transactions and products.
· To drive the implementation of policy related to Financial Crime risk arising out of changes in Compliance within Korea and regionally.
· To exercise risk steward challenge on Financial Crime risk, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners.
· To stay at the forefront of key regulatory changes for the region to ensure proactive communication with business and develop appropriate policy and framework to manage the changes
信息
· Significant financial crime experience as a regulator, or a senior financial crime manager within a global firm, in the financial services industry
· Successful track record in strategic leadership and influencing is essential, in particular the application of this skill in areas outside their direct span of control
· Significant knowledge of a financial crime risk framework and experience in its execution, together with knowledge of business and products
· A background or deep understanding of operational risk is also highly desirable
· Track record of resilience and confident challenge when dealing with senior stakeholders to influence change without direct responsibility for resources or budget
· Experience of dealing with regulatory matters and confident interaction with Regulators and Law Enforcement Agencies
· Experience of creating, leading and motivating a team
· Experience of working within a matrixed environment preferred
· Significant leadership experience and an experienced strategic thinker
· Excellent communication and inter-personal skills, with experience of dealing with executives at all levels
招聘人员名称
JW Hong
招聘人员电子邮件
recruitment@kr.hsbc.com