Job description

A Career with Hang Seng Bank 

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.  We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages. 

 
WPB Compliance, Country Compliance 
WPB Compliance - providing proactive assistance in identifying, assessing and containing Compliance Risk; fostering a compliance culture; optimizing relations with regulators; and preserving the Bank's reputation in the marketplace by ensuring that our policies comply with the spirit and letter of the laws and regulations wherever we do business.

We are currently seeking high caliber professionals to join our department as Compliance Advisory Manager, Wealth and Personal Banking.

 

Principal responsibilities

  • Provide advisory and supports on general banking compliance matters. Proven regulatory experience and knowledge in digital products preferred
  • Provide recommendations to ensure that exposure to regulatory risks/issues are managed in a practical and effective manner
  • To support Head of Compliance Advisory WPB, Head of Compliance Advisory WPB General Banking  and the relevant stakeholders to create an effective Compliance control framework and discharge the Compliance responsibilities as Risk Steward for WPB to ensure compliance with all relevant external laws & regulations, internal codes and policies, as well as good conduct and market practices relating to Compliance risks from regulatory perspective.
  • Review and advise on the rules / regulations / consultation papers issued by regulatory authorities 
  • Assist in fostering the compliance culture of the Bank.
  • Support the implementation and oversight of the businesses' policy and governance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory compliance
Requirements
  • A recognized University degree in Accounting, Law, Risk Management, and/ or related discipline
  • Significant regulatory and/ or compliance exposure on insurance/ banking industry with at least 5 years relevant experience.  Exposure to retail banking and wealth management services is an advantage.
  • Strong know-how of the digital and general banking products, and proven knowledge on related HKMA/ SFC guidelines, rules and regulations and the recent challenges faced by the businesses in both Hong Kong and from cross border perspective would be an advantage.
  • Awareness around external regulatory, legal, political considerations and implications.
  • Analytical rigor in order to gauge the effectiveness of the ongoing implementation of Group Compliance standards.
  • Excellent oral, written communication and presentation skills, inter-personal skills and a good team-player.
  • Positive can-do attitude, ability to deliver high quality and to learn.


If you would like to explore other opportunities at Hang Seng Hong Kong, please visit www.hangseng.com/careers/ for details.

The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at the HSBC Group.  As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey.  If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.