HSBC Group

A Career with HANGSENG-CN

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-caliber talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages. 

Some careers open more doors than others. 
If you’re looking for a career that will unlock new opportunities, join us and experience the possibilities.

We are currently seeking a high caliber professional to join our team as a Head of Compliance Advisory CMB and GM MHQ.

GCB 04

Principal Responsibilities

• Accountable for implementation of central policy/advice, monitoring and central escalation of regulatory compliance matters related to CMB/GM.

• Provide compliance advice and control for CMB/ GM in HACN

• Provide input to the Regulatory Compliance global risk management framework to ensure it meets legislative and regulatory requirements.

• Support Chief Compliance Officer (Head of Regulatory Compliance) in the achievement of the strategic / operational objectives.

• Act as principal point of contact for internal and external stakeholders in HACN.

• Participate in and work with relevant industry bodies and groups in relation to Regulatory Compliance related initiatives.

• Help to ensure Compliance processes, including (but not limited to) compliance charts and risk assessments, compliance plans and exception reporting are implemented and driven in HACN

• Work with and provide counsel to, Functional Heads to cascade and implement Global Compliance Policy and act as a subject matter expert for Compliance Projects at the HACN Level.

• Significant compliance and regulatory experience across business lines. 

• Knowledge of current and emerging issues and trends in financial services regulatory environment and industry good practices.

• Strong working knowledge of financial services regulations, regulatory protocols and banking products.

•  Familiarity with HSBC’s Group structure, its business and personnel, and a deep understanding of HACN’s corporate culture.

• Ability to clearly articulate business and regulatory implications of guidelines, policies, strategies.

• Ability to think laterally and solve intricate problems. 

• Excellent communication, negotiation and influencing skills.

• Highly self-motivated; able to work independently in a multidisciplinary environment.

• Extensive knowledge of regulations and guidance.

• Possess the ability and drive to raise standards and make an impact on the Compliance culture.