Job Advert Details
At HSBC, our purpose is opening up a world of opportunity and by joining our team, you can be part of something bigger. We are committed to removing barriers and ensuring careers at HSBC are inclusive and accessible.
HSBC Global Private Banking helps high net worth and ultra high net worth clients manage, grow and preserve their wealth for generations to come. Our network of global experts helps clients access investment opportunities around the world, plan for the future with wealth and succession planning, manage their portfolio with tailored solutions, and find the right support for their philanthropy.
People responsibility: N
Report to: SVP and Head of Business Management
Job Context:
-Job holder represents 4 major positions, BUCO (Business Unit Compliance Officer), BRCM (Business Risk Control Manager), BIRO (Business Information Risk Officer) and Global Standards in-Country Lead.
-Act as risk and control SME for the business/function. Ensure management understanding of risks, controls, ownership & Accountability.
-Assist the business to develop Risk & Control Assessments Lead Operational risk assessment and identify with the Business risks in accordance with the RCA methodology.
-Develop and execute control monitoring plans to confirm the continued operation of key controls to their management.
-Report issues as identified by testing/monitoring. Escalate as appropriate and record on ORION.
-Act as the Business Unit Compliance Officer (BUCO) with delegated AML deterrence responsibilities and as a point of contact to coordinate Regulation/SOP implementation, sign off or cascade.
-Act as subject matter expert and represent the business in Global Standards and other project working groups.
-Maintain a strong partnership with business and functional heads, ensuring all stakeholders are adequately informed in case of any issues.
-Ensure all control deficiencies (i.e. MSII and Audit findings) are adequately closed within agreed timeframes and report any risk or issue.
Major Challenges:
-Influencing and coordinating risk management activities to ensure a consistent, appropriate, and proportionate approach.
-Dealing with all the changes that impact Private Banking.
-Obtaining senior management’s support and resource on various Business Control initiatives and projects which are sometimes required to be worked on simultaneously to each other.
#TWE
Qualifications
-Good understanding of operational risk and controls, preferably gained through experience in front line and risk roles
-A good understanding of the Group Operational Risk Framework
-Proven problem-solving skills with ability to consider alternative and lateral solutions
-Highly developed communication and influencing skills
-Ability to prioritize and work independently under pressure within a team environment
-Knowledge of the changing regulatory environment
-A sound knowledge of the Group and the GPB business, including products & services
-Leadership, management and coaching skills
-Business fluency and command of Mandarin Chinese and English
-License requirements (Prerequisite):
(1) 信託業管理人員 (Trust Level 3)
(2) 辦理外匯衍生性商品或衍生性金融商品業務之會計之經辦及相關管理人員、法令遵循人員、稽核人員, 銀行具有業務或交易核准權限之各級主管 (INTCON)
(3) 防制洗錢及打擊資恐專責主管、專責人員及國內營業單位督導主管 (AML&C)
(4) 金融道德與常識 (FSE)
-License requirement (to be fulfilled by year-end after joining):每年應參加國內金融訓練機構舉辦或指定銀行自行舉辦之衍生性商品教育訓練課程時數達十二小時以上
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※ Applicants passing resume screening will be notified for interview and next steps. There will be no further notification or message for applicants either not qualifying for or not being selected for the position applied.
Recruiter name
Vince WANG
Recruiter email
vince.w.t.wang@hsbc.com.tw