Job description
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Assistant Manager - Regulatory Compliance
Principal responsibilities
- Review and assign Regulatory Developments alerts to the respective regional reviewers
- Creation of ‘Regulatory Development’ records from alerts, and the assignment of actions and sub- actions, which will serve as a workflow management solution
- Being responsible for enhancement and documentation of the process
- Preparation of high level summary of the ongoing regulatory developments and share it with the business on a periodic basis
- Prepare and share daily, weekly, monthly Management Reports
- Assist in UAT and provide feedback to the IT / business
- Process SME is required to perform periodic Quality check on open/completed/assigned alerts and share the report with the business in the absence of managers.
- Meeting Cross Country/Multi Time zone delivery
- Balancing new requirements with existing technical capabilities to ensure stakeholder expectations are managed
- Manually scanning of various Regulatory Websites.
Requisitos
- Minimum Graduation, preferably in Commerce (B.Com), BBA.
- Regulatory knowledge - good working knowledge of relevant legislation/regulators
- Good understanding and Knowledge of Regulatory Compliance, Tax Compliance, Legal Risk Steward is necessary.
- Specific knowledge of Regulatory affairs/Compliance and Risk management framework
- Good command of both oral and written English.
- Flexibility to work in different shifts.
- This is an Individual Contributor role
- Maintain good relationship with stakeholders
- Knowledge of Financial Markets.
- Good Knowledge of MS Office.
You’ll achieve more at HSBC
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
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