Job description
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Assistant Vice President , Organisational Due Diligence
Business: Wealth & Personal Banking
Principal responsibilities
- Assume coverage of an assigned set of fund management groups located in India, the US and EMEA, identifying and assessing operational risk issues prior to on-boarding and on an annual / maintenance cycle once approved. This will include, but not be limited to:
- Dissemination and review of HSBC’s proprietary and questionnaire
- Conducting due diligence meetings with senior non-investment professionals at the fund management group
- Producing Organisational Due Diligence reports that clearly articulate an opinion on fund management groups’ processes, procedures, and controls.
- Identifying potential reputational risks that the Group may be exposed to by recommending the manager’s funds.
- Monitor news flow around fund management groups under coverage with timely preparation of notes providing clear views and recommendations on the impact of corporate events, financial results, regulatory / legal actions etc.
- Track identified risk issues across fund management groups on a quarterly basis through to resolution
Requisitos
- Proven expertise in analysing funds, asset management companies, hedge fund companies or banking institutions in a similar due diligence or fund research function.
- A good understanding of the role that entities play in regulating financial markets.
- An analytical mindset and attention to detail
- Team player, strong stakeholder management, communication and writing skills
- Proactive, positive attitude and ability to multi-task especially under pressure to meet time sensitive deadlines
- Practical knowledge / experience of financial markets, macroeconomic environment, risk management, regulations and their application to the financial markets is desirable
- Professional qualifications / certifications like a CFA or Master’s degree are a positive
You’ll achieve more at HSBC
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
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