Job description
Some careers shine brighter than others
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high calibre professional to join our team as a Senior Manager Compliance Assurance Asia Pacific and Hong Kong.
Principal Responsibilities
- Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are met
- Provide subject matter expertise to and advise colleagues, supporting the identification of appropriate review scope and delivery of assurance activities
- Inform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control
- Escalate significant control deficiencies in a timely manner
- Lead review teams in delivering specific testing requirements within the assurance programme
- Proactively monitor relevant risks to identify key emerging trends and themes/ topics for assurance review
- Evaluate and manage the allocation of resources on an ongoing basis to ensure completion of reviews
- Build strong relationships with all internal stakeholders, adopting a cohesive approach to the execution of tasks with minimum conflict
Requisitos
- Extensive RC and/or FC knowledge, with extensive experience in assurance or testing activities
- Relevant external financial services qualification
- Clear understanding of regulatory compliance and financial crime risk within the global financial services industry
- Capable of building positive and resilient partnerships with key stakeholders
- Lateral thinker with an ability to interpret and solve complex issues
- Excellent communication skills with very strong inter-personal and influencing skills
- Track record of working autonomously and leading teams to deliver
- Strong decision-making capability
- Strong English language skills (written and spoken)
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limited.