Job description
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities regarding complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, Markets and Securities Services.
Principal Responsibilities
In this role you will
· Primarily to support the Head of Regulatory Compliance, Markets and Securities and Services, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With primary focus on Securities Services (Custody) Advisory as well as Digital Initiatives across MSS.
· Articulate the Regulatory Compliance risks for Asia Pacific as relevant Securities Services and asset classes relevant to particular digital initiatives.
· Provide advisory services to Markets and Securities Services business in order to ensure clear understanding of regulatory compliance risk exposure with respect to projects, clients, transactions and products.
· Manage the relationship with relevant regulators on behalf of MSS RC Asia Pacific.
· Be responsible for second line governance of Regulatory Compliance risks exposures, providing analysis, reporting and governance to Asia Pacific that is independent of the first line of defense, thereby maintaining an objective assessment of risk exposure.
· To exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners.
· Assist the senior management of MSS Asia Pacific, the leadership of the Compliance function, and other colleagues on all material regulatory compliance related matters.
Requisitos
To be successful you will:
· Significant experience as a regulator, or a senior compliance manager across all areas of Regulatory Compliance risk within a global firm, in the financial services industry.
· Detailed and extensive knowledge of the HSBC Group structure, its business and personnel, and HSBC’s corporate culture.
· Thorough understanding of Markets and Securities Services business with practical knowledge of broad range of relevant products and services and related regulations
· Experience in participating and stewarding digital initiatives to completion and knowledge of relevant digital and tokenisation regulations for Hong Kong.
· An experienced strategic thinker.
· Excellent communication and inter-personal skills, with experience of dealing with executives at all levels.
· Ability to develop practical, cost effective solutions to complex issues.
· A legal or formal accountancy qualification or professional background in a relevant risk or audit
Opening up a world of opportunity
http://www.hsbc.com/careers
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Issued by The Hongkong and Shanghai Banking Corporation Limited.