HSBC Group

Some careers open more doors than others.

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Within International Wealth and Premier Banking (IWPB), we serve 41 million customers globally, including 6.7 million who are international, from retail customers to ultra high net worth individuals and their families. We help our customers to take care of their day-to-day finances and to manage, protect and grow their wealth. Our international network and breadth of expertise enable us to deliver on HSBC’s purpose of opening up a world of opportunity by providing our customers with borderless banking and world-class wealth management through best-in-class, mobile-first capabilities and exceptional people. Our key areas of operations include Retail Banking and Wealth Management, Asset Management, Private Banking and Insurance.

We are currently seeking a high calibre professional to join our team as a Vice President, Risk and Control.

Principal Responsibilities

In this role you will

• Lead the First Line of Defence Risk Management Framework for SGH WPB. The First Line of Defence Framework includes all Risk & Control related tasks including developing appropriate Risk Control Assessment (RCAs), Control Monitoring Assessment (CMA), Key Risk Indicator (KRIs), Risk Appetite and the Management Information (MI) and Reporting thereof  by which the BAU monitoring can be well managed. The unit provides oversight over the control and risk assessments, and monitoring in country
• Report and oversight including governance at applicable risk forums
• Work jointly with the Non-Financial Risk (NFR) lead to implement the new Operational Risk framework and thereafter integrate the output back into the WPB BAU Risk Framework
• Lead a team of Quality control reviewers for Account opening quality checks
• Perform Quality Assurance on SQ checks done by SQ Analysts
• Ensure the Quality Control tasks for account opening for clients are completed accurately and timely reporting of financial crime risk metrics under the Scorecard to incentive team

To be successful you will need

• To be an experienced individual to lead / influence the R&C and the broader WPB team.
• To establish appropriate operational controls based on risk assessments to ensure that the Group’s Operational Risk Management Framework is met and fully adhered to
• To ensure sound processes are in place to minimize operational risk in the WPB business and form adequate control in the ‘First Line of Defence’
• To drive best operational practice through Risk & Control activities, thematic reviews, liaison with other functional areas and WPB business management

Opening up a world of opportunity
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Issued by The Hongkong and Shanghai Banking Corporation Limited.