HSBC Group

GCB 6

Some careers have more impact than others.

If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.

In Wealth and Personal Banking, we serve 41 million customers globally, including 6.7 million who are international, from retail customers to ultra high net worth individuals and their families. We help our customers to take care of their day-to-day finances and to manage, protect and grow their wealth. Our international network and breadth of expertise enable us to deliver on HSBC’s purpose of opening up a world of opportunity by providing our customers with borderless banking and world-class wealth management through best-in-class, mobile-first capabilities and exceptional people. Our key areas of operations include Retail Banking and Wealth Management, Asset Management, Global Private Banking, Insurance, and Chief Operating Office.

We are currently seeking a high calibre professional to join our team as a Emerging Risk and Control Manager, CRM.

Principal Responsibilities

• As a designated staff to review individual customer enhanced due diligence cases and relevant KYC documents on overall high-risk profiles, make sound judgment on profile review, recommend and coordinate execution of risk mitigation if applicable
• Monitor the customer risk assessment
• Apply consistent, robust, and defensible rationale to cases to comply with relevant legislation and regulations
• Access quality and completeness of each profile, ensuring consistency with the requirements of the Financial Crime Policy and Line of Business Procedures
• Demonstrate decision is made based on careful considerations of business appetite and financial crime risk
• Assist the entity manager to provide regular update on decision made on all reviewed profiles
• Interface with Regional or Local Financial Crime Compliance Team to ensure two-way communication and information exchange
• Ensure ongoing review of the existing process and escalate suggestions for improvement to Regional and Country stakeholders
• Coordinate and manage assigned ad-hoc projects

• Bachelor degree or professional qualification with working experience in financial institution
• Relevant working experience, Know Your Customer, Customer Due Diligence, Compliance will be an advantage for instance
• Experience in AML/Fraud investigation background is desirable
• Able to work under pressure with tight deadlines and ability of multi-tasking
• Fluent spoken and written English and Cantonese, good command in Mandarin
• Excellent communication and interpersonal skills with strong presentation skills
• Excellent problem solving, teamwork and leadership skills, high adaptability to changing environment and attention to details
• Strong analytical and strong risk sense
• Computer literate and ability to work on basic applications like Microsoft Excel and Microsoft Word
• Willing to work a flexible schedule to accommodate business needs

When applying, please submit a full resume and attach your appraisal reports for the last two performance years. Your local internal application policy should be followed. For internal applicants in Hong Kong with less than twelve months in their current role, please also obtain and enclose the endorsement from your current line manager in the application as well; for more information, you can visit HRDirect and search for content "HKG: Do I need any approval to look for internal career opportunities?".

You’ll achieve more at HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.