HSBC Group

Some careers have more impact than others.

If you’re looking for a role where you can continue to make an impression, take the next step at Hang Seng where your contributions will always be valued.

Investments and Wealth Solutions

Hang Seng's Investments and Wealth Solutions offers a full spectrum of wealth products and services to our Wealth and Personal Banking customers, from high-net-worth to mass segments across channels to capture opportunity under different market scenarios. We play a distributor role to source investment and insurance products from service providers, manage the product due diligence and onboarding, as well as client journey design and implementation. We distribute investment funds managed by top tier fund managers covering different types of funds, across regions and asset classes. A wide range of structured products with underlying linked to equities, FX rates, interest rates, investment funds, etc. are offered for investors to pursue different investment objectives. We also offer fixed income instruments and certificates of deposit to customers who look for regular coupon payment.  Besides, we have securities services covering exchange traded equities in local and overseas markets offered through a wide variety of trading channels. Margin trading services covering FX and securities, and investment financing service provides extra liquidity and purchasing power to cater for investment needs from sophisticated investors.

We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager.

Principle Responsibilities

• To take leading role in the Business Development and Controls team and work on the increasing number of complex topics in Business Planning and Controls
• To act as the key player in supporting overall securities business (retail and extended oversight on PBD) and work closely across Product Management and Governance, Business Planning and Controls to ensure alignment and consistency
• To collaborate with the colleagues of the team to make sure the securities services team is complying with the rules from regulator and group standard
• To monitor the latest regulatory development as well as the Group standard, provide update and also suggest the solution for the latest development.
• Help in monitoring the latest market competitors activities and report to management

Requirements

• University graduate in Finance or related disciplines
• Over 5 years of related experiences in the Hong Kong investment market
• Good knowledge of local stock market
• Knowledge/experiences in China’s investment market and business development an advantage
• Good communication, interpersonal and analytical skill
• Proficiency in both English and Chinese, fluency in Putonghua
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

When applying, please submit a full resume and attach your appraisal reports for the last two years. For internal applicants with less than twelve months in their current role, Manager’s endorsement is required. Please obtain and enclose the endorsement in the application. If you have been in your current role for more than 12 months but the behaviour gateway was “No” in the most recent performance assessment, you cannot apply any internal job openings.

You’ll achieve more at Hang Seng Bank Limited.

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.  We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Issued by Hang Seng Bank Limited