HSBC Group

Group Internal Audit - Group Internal Audit provides independent assurance to management and the Risk and Audit Committees that HSBC’s risk management, governance and internal control processes are designed appropriately and are operating effectively.

Undertake general audit activities, as part of a team providing independent, objective assurance over the Group’s internal control framework as well as local regulations and assist business line management by bringing a systematic, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control and governance processes.

·    People responsibility: N

·    Report to: SVP Internal Audit

·    Job content:

-   Conduct independent internal audit projects pursuant to local regulatory requirements, HSBC internal control standards and Group Compliance Policy

-   Timely implement the recommendations made by internal/external auditors and external regulators

-   Conduct assigned non-audit works, including management & regulatory reporting and functional support activities

-   Deliver assigned work within the given timeframes, standards, methodology, budget, and where applicable, lead and deliver audits

-   Confirm that audit findings and recommendations are understood and with proposed mitigations

-   Support a strong risk and conduct culture across the Group and promote awareness and sound operational and strategic decision-making

-   Critically analyse and determine key drivers of change for area of coverage and assess how these will impact audits

-   Coherently articulate audit exceptions and findings to GIA team members and management, and as necessary to business and/or functional stakeholders

-   Be a proactive team player and an analytical and critical thinker, who can effectively manage competing priorities and complex scenario challenges to deliver positive outcomes

·    Minimum 5 years of solid internal or external audit, business, and/or accounting experience or equivalent. Ideally hold or pursuing role relevant qualifications e.g. CIA / ACAM / CISA / Internal Audit and Internal Control License via TABF

·    Good understanding of local regulations on financial industry, and work experience in at least one of the following areas: Internal Audit, Wholesale Banking, Technology, AMLCFT or SLOD functions

·    Proficiency in English and Chinese

·    Knowledge of Data Analytics and/or prior experience working with regional teams is desirable

·    Effective communication and ability to maintain constructive relationships with stakeholders, team members, and GIA Management

·    The job holder is required to obtain the local regulator certified Internal Audit and Internal Control License per local regulation

·    GPAD covered

※ 履歷初審合格者，將通知進行甄選面談，資格不符或未獲錄取者則不另行通知。

※  Applicants passing resume screening will be notified for interview and next steps. There will be no further notification or message for applicants either not qualifying for or not being selected for the position applied.