Job description
Some careers shine brighter than others
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Financial Crime Compliance aligns current activities within Global Risk and helps to build these into an integrated framework to conduct Customer Due Diligence which enables HSBC to manage financial crime risk more effectively. It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to spot gaps as well as trends so that the team can take action. It proactively gathers and analyses financial intelligence in a smart way so that suspicious transactions, activities or connections can be identified and we can adequately protect our customers from the threat of financial crime.
We are currently seeking a high calibre professional to join our team as a Manager, Quality Assurance, Financial Crime Investigations.
Principal Responsibilities
In this role you will
- Lead a high performing team of Quality Assurance specialists to complete case reviews
- Ensure independent and quality reviews conducted timely and accurately in accordance with the Global FC Investigations QA Instructions
- Perform QA Manager Review to ensure quality of reviews and resolve appeals with investigation teams, where appropriate
- Ensure QA process are in compliance with applicable regulations and internal policies and procedures
- Issue management reports and conduct knowledge sharing with Investigation teams
- Ensure QA findings including systematic issues and/or emerging risk trends identified are communicated with Investigation teams
- Develop and maintain a collaborative working relationship with Investigation teams and key business stakeholders both internal and external. Cultivate an environment that promotes diversity, engage and motivate to achieve a high performing team
- Maintain and observe all control standards of the bank and observe the Group Compliance Policy, including adherence (as directed) with recommendations made by internal/external auditors and external regulators
Requirements
To be successful you will need
- Proven management experience in investigations/assurance/audit or related discipline within financial services industry
- Prior financial crime investigation experience highly desirable. Financial crime awareness relating to Anti-Money Laundering and Countering the Financing of Terrorism
- Good knowledge of AML/ CTF, Sanctions and other financial crime related regulations
- Strong stakeholder management, interpersonal, communications in both verbal and written, training delivery, project management, analytical, and problem-solving skills required. Strong management, coaching, influencing and motivational skills; ability to drive team performance in fast-paced environments
- Knowledge of Financial products, services, operations, systems and working knowledge of laws and regulations in financial crime
- Certification in a professional association such as the Association of Certified Anti-Money Laundering Specialists (ACAMS) is an advantage
Opening up a world of opportunity
http://www.hsbc.com/careers
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Issued by The Hongkong and Shanghai Banking Corporation Limited.