Job description
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities regarding complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, MSS Corporate and Institutional Sales
Principal Responsibilities
In this role you will
· Form part of the Global and Regional MSS Compliance team that provides independent oversight and challenge of risk management practices across the MSS businesses, Global Functions and / or jurisdictions within the second line of defence to obtain reasonable assurance that they are operating in line with relevant laws, regulations, codes and HSBC Group Standards.
· Act as the SME for MSS Compliance to drive the global and regional approach in challenge, guidance, support and interpretation to the MSS businesses, Global Functions and / or jurisdictions; co-ordinate with equivalent counterparts in other compliance teams to ensure a consistent, best practice and ‘joined-up’ approach.
· Partner with regulatory change and other regulatory SMEs to understand new and revised regulatory requirements, codes of practice etc. ensuring changes and impacts are disseminated to the appropriate businesses, functions and / or jurisdictions.
Requirements
To be successful you will:
· Demonstrate Corporate & Institutional Sales advisory compliance experience in assocaited products and product lines.
o Knowledge of applicable rules in relation to Corporate & Institutional Sales .
o Investigative and regulatory supervisory skills to undertake reviews of specific business activities and conduct.
· Ambition to enhance compliance knowledge and skills in a rapidly changing and dynamic Markets environment.
· Work across all levels of the organisation to understand cross-functional linkages and interdependencies, as well as the implications of Compliance risk at both a strategic level and at the business unit level.
· Demonstrate excellent interpersonal, communication and influencing skills and confidence to deal with senior and executive level staff to defend guidance, sell the benefits of Compliance risk management and challenge their operating environment.
· Ability to lead and motivate compliance officers with a reporting line into the role.
Opening up a world of opportunity
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Issued by The Hongkong and Shanghai Banking Corporation Limited.