Job description
A Career with HANGSENG-CN
Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-caliber talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.
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Some careers open more doors than others.
If you’re looking for a career that will unlock new opportunities, join us and experience the possibilities.
We are currently seeking a high caliber professional to join our team as Head of Compliance Advisory CMB and GM MHQ.
Principal Responsibilities
Accountable for implementation of central policy/advice, monitoring and central escalation of regulatory compliance matters related to CMB/GM.
Provide compliance advice and control for CMB/ GM in HACN
Provide input to the Regulatory Compliance global risk management framework to ensure it meets legislative and regulatory requirements.
Support Chief Compliance Officer (Head of Regulatory Compliance) in the achievement of the strategic / operational objectives.
Act as principal point of contact for internal and external stakeholders in HACN.
Participate in and work with relevant industry bodies and groups in relation to Regulatory Compliance related initiatives.
Help to ensure Compliance processes, including (but not limited to) compliance charts and risk assessments, compliance plans and exception reporting are implemented and driven in HACN
Work with and provide counsel to, Functional Heads to cascade and implement Global Compliance Policy and act as a subject matter expert for Compliance Projects at the HACN Level.
Requirements
Significant compliance and regulatory experience across business lines.
Knowledge of current and emerging issues and trends in financial services regulatory environment and industry good practices.
Strong working knowledge of financial services regulations, regulatory protocols and banking products.
Familiarity with HSBC’s Group structure, its business and personnel, and a deep understanding of HACN’s corporate culture.
Ability to clearly articulate business and regulatory implications of guidelines, policies, strategies.
Ability to think laterally and solve intricate problems.
Excellent communication, negotiation and influencing skills.
Highly self-motivated; able to work independently in a multidisciplinary environment.
Extensive knowledge of regulations and guidance.
Possess the ability and drive to raise standards and make an impact on the Compliance culture.