Job description
Internal Audit (IAD)
Group Internal Audit provides independent assurance to management and the Risk and Audit Committees that HSBC’s risk management, governance and internal control processes are designed appropriately and are operating effectively.
We are currently seeking an experienced professional to join our team.
In this role, you will:
- Primarily support (and sometimes, lead) Technology coverage on integrated audits across CIB, with focus on assessing the design and operating effectiveness of business automated controls (BACs) and IT General Controls (ITGCs) supporting key business processes. The role holder will also from time to time work on more technical infrastructure audits across CIB and the wider Group.
- Consistently deliver high quality Technology audit work - apply risk based auditing techniques to ensure the effective planning and execution of complex audit assignments, identify the root causes of issues and produce high quality audit reports containing pragmatic recommendations.
- Undertake walkthroughs of business processes on each audit to identify the key BACs and critical data elements, and whether there are control gaps in the end to end flow.
- Engage with and provide strategic advice to internal stakeholders by utilising knowledge of IT Risks and the governance, risk and regulatory frameworks.
- Manage the interface between internal and external stakeholders to ensure a common approach to and understanding of key deliverables.
- Work with large data sets through various Analytics Techniques to derive value and insights to support Internal Audit's work.
- Support the delivery of the annual audit plan by ensuring that key technology risks have been identified and appropriately considered for coverage in each audit.
- Work with the audit teams to calibrate and clearly articulate any technology related findings that are identified during the audits.
- Contribute to the wider development of Global Internal Audit, through collaborating with other audit teams, dedicating some of your time to consider how audit can use data analytics, agile techniques and other innovations to more efficiently and effectively deliver its objectives.
Requirements
To be successful in the role, you should meet the following requirements:
• Past experience working in an Audit or Risk based role, e.g. Internal / External Auditor, Risk Steward, Control Officer, or experience in working within a digital delivery organization (as a developer, architect, designer, risk officer).
• Solid understanding of technology risks and controls and business automated controls.
• Prior experience working in Financial Services is preferred, but not mandatory. Candidates will be required to build up in-depth knowledge of financial products and services.
• Knowledge of Data Analytics and use of tools such as QlikView is desirable, but not essential
• Experience working with senior management and able to drive consensus when presenting new issues.
• A track record of constantly looking for ways to do things better and an excellent understanding of the mechanism necessary to successfully implement change.
• Ideally hold role relevant qualifications, e.g. Certified Information Systems Auditor, but assistance would be given to obtaining the qualification.
• Analytical, decision making, interpersonal, time management and problem solving skills
You’ll achieve more when you join HSBC.
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Issued by HSBC Bank (China) Company Limited