Job Advert Details
Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and ensures fair outcomes for clients. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
People responsibility: Yes
Report to: SVP and Head of Financial Crime Taiwan
Role Purpose
The Head of AML and Financial Crime, IWPB Taiwan is responsible to ensure Taiwan manages the Financial Crime risks that it faces. The role holder is the senior accountable executive focused on and responsible for ensuring that Taiwan operations are effective in countering the risk that Taiwan might be used or targeted for financial crime activities. The role is a key risk management role with a broad remit and responsibilities.
In this role, you will:
Job Contents
1) AML
2) FC IWPB
People responsibility: Yes
Report to: SVP and Head of Financial Crime Taiwan
Role Purpose
The Head of AML and Financial Crime, IWPB Taiwan is responsible to ensure Taiwan manages the Financial Crime risks that it faces. The role holder is the senior accountable executive focused on and responsible for ensuring that Taiwan operations are effective in countering the risk that Taiwan might be used or targeted for financial crime activities. The role is a key risk management role with a broad remit and responsibilities.
In this role, you will:
Job Contents
1) AML
- Set policy and provide effective oversight of the operational effectiveness of critical policies and systems covering financial crime that ensure that the Taiwan exposure to financial crime and related reputational risk is managed, in a commercially sensitive, practical and cost effective manner.
- The articulation of Taiwan risk appetite and policies with respect to money laundering, tax evasion, terrorist financing, bribery and corruption.
- Identify, analyse, and investigate Financial Crime risk to support informed risk management and effective information sharing with internal and external stakeholders (including government), grounded in advanced analytics and technology.
- Acting as a trusted advisor to the Taiwan senior executive stakeholders (including the leadership of the Risk and Compliance function) on all material AML risk and related reputational issues involving Taiwan that arise in relation to the operational management of financial crime risk.
- Directly engaged in contributing to a consistent approach to managing Taiwan positive relationship with its regulators, and, in conjunction with Head of FC and Chief Compliance Officers, ensuring timely reporting and disclosure of relevant information both to our regulators and within the Group in relation to financial crime matters.
- To ensure second line governance of AML risk exposure, providing analysis, reporting and governance that is independent of the first line of defence, thereby maintaining an objective assessment of risk exposure.
2) FC IWPB
- Management of specialists who face off to the stakeholders and product teams as relevant within IWPB requiring strong stakeholder management skills and the ability to build partnerships to drive and accelerate the execution of financial crime risk management programmes that directly impact business performance.
- Accountability for the implementation of financial crime policies into the IWPB business and ensuring a clear understanding of financial crime risk exposure with respect to clients, transactions, staff and products.
- Providing effective oversight of the operational effectiveness of critical policies and systems covering financial crime that ensure that the IWPB exposure to financial crime and related reputational risk is managed, in a commercially sensitive, practical and cost-effective manner.
- Acting as a trusted advisor to the senior executive stakeholders in Taiwan IWPB as well as the leadership of the Risk and Compliance function, on all material financial crime risk and related reputational issues involving IWPB that arise in relation to the operational management of financial crime risk including the delivery of strategic and tactical initiatives for effective risk oversight and mitigation. These include but are not limited to weaknesses in capability and capacity, emerging risks and issues in the business, thematic issues with policy design, implementation and/or interpretation.
- To serve as the financial crime risk steward for Taiwan IWPB in governance, including sitting as directed by the Regional Head of FC as a member of the IWPB Risk Management Meetings, IWPB Reputational Risk and Client Selection Committees to report on progress and issues in relation to the operational effectiveness of HSBC’s policies, processes, systems and controls in countering financial crime.
- To ensure second line governance of financial crime risk exposure, providing analysis, reporting and governance that is independent of the first line of defence, thereby maintaining an objective assessment of risk exposure in IWPB notably through the use of escalation mechanisms such as the SMR/REC report.
- To stay at the forefront of key regulatory changes, particularly where relevant to IWPB to ensure proactive communication with the business and contribute to appropriate policy and framework changes.
- Lead the Taiwan AML and FC IWPB team, establishing guiding principles and strategic operational objectives, owning budgeting and managing costs, headcount and resources
#TWE
Qualifications
- Seasoned professional with experience in Compliance roles, AML, Transaction Monitoring, Tax Transparancy or AB&C.
- Detailed and extensive knowledge of local and the HSBC Group structure, its business and personnel, and HSBC’s corporate culture.
- Significant knowledge of a financial crime risk framework and experience in its execution, together with knowledge of IWPB business and products Significant leadership experience and an experienced strategic thinker.
- Excellent communication and inter-personal skills, with experience of dealing with executives at all levels.
- Ability to develop practical, cost effective solutions to complex global issues.
- A legal or formal accountancy qualification or professional background in relevant risk or audit discipline; qualifications under the relevant regulations.
- Personal Account Dealing (PAD) Covered
- License:
1) 取得金管會認定機構舉辦之國內或國際防制洗錢及打擊資恐專業人員證照者
2) 曾擔任專責之法令遵循或防制洗錢及打擊資恐專責人員三年以上者
3) 參加金管會認定機構所舉辦24小時以上課程，並經考試及格且取得結業證書，但已符合法令遵循人員資格條件者，經參加本會認定機構所舉辦12小時防制洗錢及打擊資恐之教育訓練後，視為具備本款資格條件。
Opening up a world of opportunity.
※ 履歷初審合格者，將通知進行甄選面談，資格不符或未獲錄取者則不另行通知。
※ Applicants passing resume screening will be notified for interview and next steps. There will be no further notification or message for applicants either not qualifying for or not being selected for the position applied.
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