Job Advert Details
Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
Job Summary:
To fulfil regulatory requirements and provide a global safe banking services, the key responsibilities of role holder are as below:
- To proactively provide quality and timely deliveralbes to automated systems alerts or/ and manual reports in relation to AML (anti-money laundering), CTF (counter terrorist financing)/ Sanctions
- Investigate and disposition AML/CTF/ Sanction alerts on account level and customer level triggered by automated system and manual report in accordance with approved procedures and local regulatory requirements.
- Manage intake and triage for all case leads and enquiries through a global Unified Case Management system and coordinate investigative activity at country, produce case output to drive action by internal risk and control owners, including internal escalation of suspicious transaction activity and referral of CDD review, etc.
- Participate in ad-hoc tasks and AML projects which may include gather information for risk assessment and regulatory examinations.
Information
- Education: Bachelor degree or above.
- Logical thinking and with detail oriented mindset.
- Proactive working attitude and can work independently.
- Effective communication skill with local stakeholders.
- Medium level of English capability, including listening, speaking, reading, and writing.
- 需於到職後3個月內取得防制洗錢與打擊資恐專業人員測驗或其他同等資格