Job description
Some careers shine brighter than others
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning.
We are currently seeking a high calibre professional to join our team as an Assistant Audit Manager.
Principal Responsibilities
Group Internal Audit provides independent assurance to management and the Risk and Audit Committees that HSBC’s risk management, governance and internal control processes are designed appropriately and are operating effectively.
In this role, you will support the Regional Head of Global Private Wealth and Private Banking (WPB) Audit and participate in general audit activities across the Wealth and Personal Banking Business (WPB).
- Participate in individual audit to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned, and individual audit is executed in line with internal requirements and timelines
- Based on audit fieldwork, drafts audit findings which articulate key issues and risks and propose root causes
- Conduct issue validation for remediation plans of identified issues
- Identify business process improvements for areas audited as appropriate
- Ensure that the results of the work and ad hoc assignments performed by the team meets the expectations of audit and business management and the regulators
- Maintain consistent interaction with business management; and
- Maintain HSBC internal control standards, implement and observe Group Compliance Policy and maintain awareness of operational risk
Requirements
To be successful in the role, you should meet the following requirements:
- Minimum of 2 to 5 years internal or external audit, business, and/or accounting experience or equivalent. We also welcome exceptional talent with data analytics or data science background who are keen to work in a leading audit function
- Minimum of a bachelor’s degree in business, accounting, finance, related field or equivalent experience
- Good understanding of financial services business, risks (e.g. regulatory compliance) and related controls, with a specific focus on Wealth Management Private Banking
- Strong teamwork spirit and commitment to the work
- Good analytical skills in identifying risks and control implications
- Good communication skills (written and verbal) for managing multiple stakeholders to drive consensus and influence the outcomes
- Good report writing and presentation skills
- Broad knowledge of the Company, Group and financial services industry, business supported and the regulatory framework they operate in
- Knowledge of Data Analytics and ability to apply technology or expertise to business issues or operational problems is desirable, but not essential
- An additional Asian language is preferred
- Prior International work experience is a plus
- Willingness to travel (max 20%); and
- Ideally hold role relevant qualifications, or pursuing professional qualification (e.g., CPA, CFA, CIA, etc.)
You’ll achieve more when you join HSBC.
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Issued by The Hongkong and Shanghai Banking Corporation Limited