Job description
Some careers open more doors than others.
If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
HSBC Global Private Banking helps high net worth and ultra-high net worth clients manage, grow, and preserve their wealth for generations to come. Our network of global experts helps clients access investment opportunities around the world, plan for future with wealth and succession planning, manage their portfolio with tailored solutions, and find the right support for their philanthropy.
We are currently seeking a high calibre professional to join our team as a Manager, Regulatory Licensing.
Principal Responsibilities
- Assist in the investment and insurance licensing process and record maintenance for individual employees
- Assist on the regular monitoring, controls, coordination and tracking related to investment and insurance licensing matters
- Assist in the CPWP/ CPWPA application process, record maintenance and monitoring
- Support in implementation of new procedures and support to improve process and system efficiency
- Provide support on training, and ad-hoc administrative requests
- Provide administrative support in the internal monitoring tasks for business risk mitigation
- Provide administrative and management support to the COO and Front Office Teams, enabling them to execute the Global Private Banking strategies and plans effectively and efficiently in a risk and regulatory manner
Requirements
- Minimum of bachelor’s degree or equivalent experience
- Proven and progressive private banking experience or equivalent
- Proven organization, communication, strong analytical skills and multitasking abilities
- Good understanding of the regulation, financial markets and private banking industry
- Technology Skills, knowledge of Microsoft Office Applications
- Communication skills in Cantonese and English, proficiency in Mandarin
- A good team player with drive for success and achievement, quick to learn, detail oriented and positive attitude
- High level of professional and personal integrity
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limited.