HSBC Group

At HSBC, our purpose is opening up a world of opportunity and by joining our team, you can be part of something bigger. We are committed to removing barriers and ensuring careers at HSBC are inclusive and accessible.

HSBC Global Private Banking helps high net worth and ultra high net worth clients manage, grow and preserve their wealth for generations to come. Our network of global experts helps clients access investment opportunities around the world, plan for the future with wealth and succession planning, manage their portfolio with tailored solutions, and find the right support for their philanthropy.

HCTW is a full licensed securities house with focus on cash equity brokerage business in Taiwan.

People responsibility: N

Report to: SVP and Head of Private Wealth

Role dimensions:

Job holder will be required to manage functional stakeholders and direct report to SVP and Head of Private Wealth.

Job Context:

-Based within BM team in HCTW, Private Wealth Department

-Ensure day-to-day GPB investment transaction operation flow is performed smoothly.

-Oversee the end-to-end account lifecycle, from client onboarding, through periodic reviews, to account maintenance and eventual closure.

-Complete relevant investment transaction reporting requested by group/ local authority.

-Prepare internal management MI reports for management evaluation and monitoring.

-Participation in devising and monitoring of internal governance activities including risk and controls, regulatory controls, audit and regulatory compliance review remediation.

-Investigate and remediate ad hoc issues which may be adversely affecting business unit performance

Major Challenges:

-To coordinate with the back-office support teams to ensure client transactions are timely and accurately processed without complaints.

-To minimize operational risk, including procedure reviewing and improvement.

-To ensure audit findings are not repeated.

-To ensure Procedure Manuals are up-to-date and the FIM requirement, local regulations are strictly adhered to.

-To provide valuable MI reports for management decision making in planning, focusing and redirection.

-To assist new products implementation.

-To have competence for highly effective communication and presentation skills and an ability to tailor styles to front office, senior management and global peers.

-Strong risk and compliance mindset

-Strong interpersonal and communication skills

-Ability to prioritize and work independently under pressure within a team environment

-Advanced proficiency in Excel and Word.

-Excellent analytical and problem-solving skills

-Extensive knowledge of Securities practice, regulatory environment, KYC, and investment/derivatives

-Organized, self-initiated and detail oriented

-Highly proficient in both spoken and written English and Chinese

-License/Qualification: 證券商業務人員Securities Business Staff (SEC) and金融市場常識與職業道德 (Financial Sense and Ethics) being prerequisite ones; 證券商高級業務員 Securities Business Staff (SSEC) optional but highly preferred

We take pride in providing a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an inclusive and diverse environment. By enabling you to perform at your best, we deliver innovative solutions and ensure our costumers thrive. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.